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A.B. Watley Direct, Inc.
A.B. Watley, Inc.
Abel\Noser Corp.
Access Securities, Inc.
Advantage Capital Corporation
Advest, Inc.
Aegis Capital Corporation
AGED
Agency Trading Group, Inc.
Aletheia Securities Inc.
Aletheia Securities, Inc.
All Funds Inc.
All Funds Inc.
Allen & Co. of Florida, Inc.
Allen & Company
Allen & Company of Florida
Altru Share Securities
American Capital Partners Limited
American Eastern Securities, Inc.
American Securities Group, Inc
APB Financial Group, LLC
Arthurs Lestrange & Co Inc.
Arthurs Lestrange & Company
Ault Glazer & Co. LLP
Avalon Research Group, Inc.
Avondale Partners, LLC
Axiom Capital Management, Inc.
B. Riley & Co., LLC
Banc of America Broker Dealer Services
Banc of America Securities
Banc of America Securities Prime Brokerage Services
Banca IMI Securities Corp.
Basic Investors Inc.
Bateman Eichler & Co. Inc.
Bateman Eichler & Co., Inc.
Bay Crest Partners, LLC
BC Ziegler and Company
Bel Air Securities
Bernard Herold & Company
Beta Capital Management, Inc.
Bley Investments Group
Bloomberg Tradebook LLC/ B-Trade Services LLC
Blue Capital Securities, Inc.
Blue Trading, LLC.
Blue Trading, LLC. (SCPT)
Blue Trading, LLC. (WBCO)
Bluffview Wealth Management, LP
BMA Securities
BNP Paribas Securities Corp.
BNY Brokerage, Inc.
BNY Clearing Services LLC Inter. Division
BNY ESI & Company - CSC Correspondent
Brean Murray, Carret & Co., LLC
Brimberg & Co, LP
Brittingham Inc.
Broadpoint.AMTECH, Inc.
Brockington Securities Inc.
Brockington Securities INC.
Broker Dealer Financial Services Inc.
Brokerage America
Brook Securities Inc.
Brown Brothers Harriman
Brut, LLC
C. P. Baker Securities, Inc.
C.E. Unterberg, Towbin
C.P. Baker Securities Inc.
Canaccord Adams Inc.
Cantella & Co. Inc.
Cantor Fitzgerald & Co.
Cantor, Weiss & Friedner, Inc.
Capital Institutional Svc.
Capital One Southcoast
Capitol Securities Mgt Inc.
Caris & Company, Inc.
Caris & Company, Inc.
Caris & Company, Inc.
Carlin Equities Corp.
Carlin Equities Corp. c/o RBC Capital Markets Corp. (CLYP)
Carnes Capital Corporation
Casimir Capital, L.P.
CastleOak Securities, L.P.
CDC Securities
Chardan Capital Markets
Chicago Analytic Trading Company
CIBC- CIBC World Markets Corp.
CK Cooper & Company
Clearview Correspondent Services, Inc.
Cleary Gull Inc.
Coker & Palmer, Inc.
Collins Stewart Inc.
Compass Point Research
Computer Clearing Svcs.
Concept Capital Division of SMH Capital, Inc
Conifer Securities, LLC
Continental Broker -Dealer
Craig-Hallum Capital Group, LLC
Credit Agricole Securities (USA) Inc.
Credit Suisse Private Advisors
Crowell, Weedon & Co.
Crown Financial Group, Inc.
CRT Capital
D.A. Davidson & Company
Dahlman Rose & Co.
Dahlman Rose & Co.
Daiwa Securities America
Davenport & Company LLC
David Lerner Associates, Inc.
Davis Mendel & Regenstein
Davis, Mendel & Regenstein, Inc.
Dean Securities
Delta Equity Services Corp.
Direct Brokerage Inc.
Direct Brokerage Inc.-CSC
Direct Trading Institution, L. P.
Donald & Co. Securities Inc.
Dougherty & Company LLC
Dowling Partners Securities Inc
Doyle Miles & Co. LLC
Dresdner Kleinwort Securities, LLC
Dreyfus Investment Srvc.
Ehrenkrantz King Nussbaum
Ehrenkrantz King Nussbaum, Inc.
Electronic Global Securities, Inc.
Emmett A. Larkin Company, Inc.
EPLN
Execution LLC
F.J. Morrissey & Co. Inc.
Fano Securities LLC
Farina and Associates
FCG Advisors LLC
Feldman Securities Group, LLC
Feltl & Company
Feltl & Company
Finance 500, Inc.
Financial Consultant Group
Financial Consultant Group, LLC
Financial Consultant Group, LLC
Financial West Group
Financial West Group Inc.
Financorp Goup Intl
First Albany
First Albany Corp.
First Allied Securities Inc.
First Allied Securities, Inc.
First American Capital and Trading Corp. - BWNT
First American Capital and Trading Corp. - STCS
First Brokers Securities LLC.
First Montauk Securities
First Southeastern Securities Group Inc.
First Southwest Company
First Union Securities
Florida Atlantic Securities
Florida Atlantic Securities Corp.
Folger Nolan Fleming Douglas
Folger Nolan Fleming Douglas, Inc.
Fordham Financial Management, Inc.
Forge Financial Services, Inc.
Foster Securities
Fox & Company Investments Inc.
Fox Pitt Kelton Cochran Caronia Waller (USA) LLC
Fox-Pitt Kelton, Inc.
Frank Russell Securities
Friedman, Billings, Ramsey
FSC Securities Corporation
Fulcrum Global Partners L.L.C.
Garban Corporates LLC
Garban Corporates LLC
Garrett Nagle
Garrett Nagle & Co., Inc.
GBI Financial Inc.
GBM International
GBS Financial Corp.
Geneos Wealth Management, Inc.
Gerbro Securities Inc.
Gerson Lehrman Group Brokerage Svcs-CSC
GFI Group Inc.
GFI Securities, LLC.
GGET
GGET, L.L.C.
Gilbert Doniger & Co. Inc.
Girard Securities Inc.
Girard Securities, Inc.
Glendale Securities, Inc.
Glickenhaus & Co.
Global Financial Services, L.L.C.
Global Securities S.A.M.
Goldman Sachs and Execution Clearing, LP.
Goldsmith & Harris Incorporated
Gordon Haskett & Co.
Gordon Haskett Capital
Gordon Haskett Capital Corporation
Grace Financial Group, LLC
Green Street Advisors
Guggenheim Securities, LLC
GunnAllen Financial, Inc.
H. Beck, Inc.
H. C. Wainwright & Co., Inc.
H. G. Wellington & Co., Inc.
H. M. Payson & Co.
Hapoalim Securities USA, Inc.
Hapoalim Securities USA, Inc.
Harris Nesbit Corp - HRNB
Harris Nesbitt Corp - GKMC
Harris Nesbitt Corp - NBSI
HD Brous & Co., Inc.
Heflin & Company, LLC
Heights Partners, Inc.
Herzog, Heine, Geduld (MLNJ)
HighTower
Hill Thompson, Magid & Co
Hoefer & Arnett Inc. (HOFR)
Hoenig & Co., Inc.
Hollencrest Securities, LLC
Horwitz & Associates
Hotovec Pomeranz & Company, LLC
Howard Weil Incorporated
Howe Barnes Hoefer & Arnett
HSBC Securities (USA) Inc.
Hunter Scott Financial LLC
Huntleigh Securities Corporation
Imperial Capital
ING Financial Markets, LLC (INGB)
ING Financial Markets, LLC (INGF)
Int'l Correspondent (ICTI)
International Corres. Trading, Inc.
Interpacific Investors Svcs
Investacorp
Investacorp, Inc.
Investec Ernst & Co.
Investor Securities Services
Invex, Inc.
J. Alden Associates, Inc.
J. P. Morgan Securities Inc.
J.B. Hanauer & Co.
J.J.B. Hilliard, W.L. Lyons
J.P. Turner & Company
J.P. Turner & Company, LLC
Janney Montgomery Scott
Jefferies & Company, Inc.
Jeffrey Matthews Financial
Jesup & Lamont Securities Corp.
JFD Securities
JFD Securities, Inc.
John Carris Investments, LLC.
Joseph Gunnar & Co. LLC
Joseph Gunnar & Co., LLC
Joseph Stevens & Co., Inc.
Kaufman Bros. L.P.
Kaufman Bros., L.P.
Keefe, Bruyette & Woods, Inc.
Kelmoore Investment Co. Inc.
KeyBanc Capital Markets
Kirkpatrick, Pettis, Smith & Polian
Kirlin Securities, Inc.
Kovack Securities
Kovack Securities, Inc.
KSH Investment Group, Inc.
LaBranche Financial Services
Ladenburg Capital Management Inc.
Ladenburg Thalmann
Ladenburg Thalmann & Co. Inc.
Ladenburg Thalmann & Co. Inc.
LaraDorbecker Securities Corporation
LaraDorbecker Securities Corporation
Ledgemont Capital Markets LLC
Leeb Brokerage Services
Legent Clearing Corp.
Legg Mason
Leonard & Company
LEVCO Securities
Levco Securities, Inc.
LH. Friend, Weinress, Frankson & Presson, LLC
Lighthouse Financial Group, LLC (LFCM)
Lighthouse Financial Group, LLC (LITE)
Lighthouse Financial Group, LLC (LPRM)
Lighthouse Financial Group,LLC (LFIN)
Lincoln Financial Advisors Corp.
Linkbrokers Derivatives Corp.
Livingston Monroe Capital Group, Inc.
Louis Capital Markets, LP
Lynch, Jones & Ryan, Inc.
M. A. Berman Co.
M. H. Meyerson & Co. Inc.
Madison Avenue Securities, Inc.
Magna Securities Corporation
Market XT
Marquette de Bary Co., Inc.
Marquette deBary
Marshall Financial, Inc.
Maxim Group
McAdams Wright Ragen, Inc.
McDonald Investments, Inc.
McGinn, Smith Co., Inc.
MDB Capital Group LLC
Melhado Flynn & Assoc.
Melvin Securities Corp.
Mercer Securities
Meridian Equity Partners
Meridian Partners, Inc.
Merlin Securities
Merlin Securities (RLIN)
Merrill Lynch
Merriman Curhan Ford & Co.
Merrion Securities LLC.
Metlife Securities
Meyers Associates, LP
Meyers Associates, LP
Michael A. Steinberg & Co., Inc
Miller Johnson Steichen Kinnard
Miller Schroeder Financial
Miller Tabak & Co. LLC
Miller Tabak Roberts Securities, LLC
Miller, Johnson, Steichen & Kinnard
Mitsubishi UFJ Securities (USA)
Mizuho Securities USA Inc.
MKM Partners
Mogavero. Lee & Co.
Monarch Financial (Amer)
Monarch Financial Corporation of America
Monarch Financial Corporation of America
Monness, Crespi, Hardt & Co., Inc
Monroe Securities Inc.
Moors & Cabot Inc. (C072)
Moors & Cabot, Inc. (MCBT)
Morgan Joseph & Co. Inc.
Morgan Keegan
Morgan Wilshire
Morgan Wilshire Securities Limited
MPAC Capital Partners
MultiTrade Securities
MV Securities Group, Inc.
MV Securities Group, Inc. Houston/Birmingham
Natcity Investments Inc.
Nathan & Lewis Securities, Inc.
National Alliance
National Clearing Corp.
National Securities Corporation
Navigate Advisors
NBG Securities Inc.
NBGI Securities
Neovest Trading Inc
Neovest Trading Inc.
Neuberger Berman, LLC
New England Securities
Newbridge Securities Corp.
Newedge USA, LLC - (FIMU)
Newport Coast Securities, Inc.
NLM Investment Services
Nollenberger Capital Partners
Nutmeg Securities, Ltd.
Nyfix Transaction Services
Olympus Securities
Oppenheimer & Co.
Ord Minnett Limited
Oscar Gruss & Son, Inc.
Oxford Financial Group
P.R. Burke & Co. Inc.
Pacific Crest Securities, Inc.
Pacific Growth Equities
Pali Capital
Paragon Capital Markets, Inc.
Park Financial Group, Inc.
Parker/Hunter Inc.
Paulson Investment Co
Paulson Investment Company, Inc.
PCS Dunbar Securities
PCS Securities
Peconic Securities, LLC
Penson Financial Services, Inc.
Perrin, Holden & Davenport Capital Inc.
Piper Jaffray
Pond Equities Inc
Portales Partners, LLC
Portfolio Brokerage Services
Portfolio Resources Group
Prairie Brokerage Services/George K. Baum & Company
Presidio Capital Advisors, LLC
Prime Charter LTD.
Pro-Integrity Securities, Inc.
Prospera Financial Services
Prospera Financial Svcs
Pulse Trading, Inc (PULX)
Pulse Trading, Inc.
Punk Ziegel & Company
Punk, Ziegel & Company
Quaker Securities, Inc.
Quantitative Analysis Svc
Quantlab Securities
Quattro M. Securities Inc.
R. F. Lafferty & Co., Inc.
Rafferty Capital Markets, LLC
Raymond C. Forbes & Company, Inc
Raymond James & Assoc.
Raymond James Ltd. Vancouver
RBC Capital Markets Corporation
RBC Correspondent Services
RBC Equity ElectronicTrading
RBC Wealth Management, A Division of RBC Capital Markets
Redwood Brokerage
Repex & Co., Inc.
Reynders, Grey & Co., Inc.
Rice, Voelker, LLC
Robert Brandt & Co.
Robert M. Cohen & Co., Inc.
Robertson Stephens
Roth Capital Partners, LLC
Roth Capital Partners, LLC. (ROTH)
Rothchild Investment Corp.
Royal Alliance Assoc.
Ryan, Beck & Co.
SAFECO Investment Svcs
Safian Investment Research, Inc.
Sanders Morris Harris Inc. (SMHI)
Sanders Morris Harris Inc. (SMHJ)
Sandgrain Securities, Inc.
Sandler ONeill
Sanford C. Bernstein & Co., LLC.
SBK-Brooks Investment Corp.
Schon-EX LLC.
Schonfeld Securities LLC.
Schottenfeld Group
Scott Stringfellow
Scottrade, Inc.
Screaming Eagle Trading
Seaboard Securities, Inc.
Second Street Securities
SEI Financial Services
Seton Securities Group Inc.
Seton Securities Group Inc.
SF Sentry Securities Inc.
SG Americas
SG Cowen & Company, LLC
Shields & Co.
Sidoti & Company
Sidoti & Company LLC
Signal Hill Capital Group
Sky Capital LLC
SMH Capital, Inc.
Smith Hayes Financial Services
Smith Moore & Company
Somerset Financial Group
SoundView Technology Corporation
Southwest Securities, Inc.
Spencer-Winston Securities Corporation
SSI Investment Management
Standard & Poor's Sec.
Standard & Poors Securities, Inc.
State Street Brokerage
State Street Global Markets, LLC
State Trust Investments
STC Securities Corp.
Stephens Inc.
Sterling Financial Investment Group
STG Secure Trading Group, Inc .
Stifel, Nicolaus & Co.
Stifel, Nicolaus & Company - (SNCM)
Stifel, Nicolaus & Company, Inc.
StockCross Financial Services, Inc.
Stone & Youngberg LLC
Summit Brokerage Services, Inc.
SunGard Instnl Brokerage
Sunset Financial Services
Sunset Financial Services Inc.
Sunstate Equity Trading
Surety Financial Services
T.S. Phillips Investments Inc.
TAG Securities
TD Professional Execution, Inc.
TD Securities (USA) LLC
TD Waterhouse Investor Services, Inc.
TDW Capital Markets
Tejas Securities Group
Tejas Securities Group, Inc.
Tejas Securities Group, Inc.
Terra Nova Trading
Teton Investment Partners, LLC
The Benchmark Company, LLC.
The Griswold Company, Inc.
The Jeffrey Matthews Financial Group, LLC
The Oak Ridge Financial Services Group, Inc.
The Seidler Companies Incorporated
The Seidler Companies Incorporated
The Shemano Group, Inc.
The Williams Capital Group, L.P.
ThinkEquity Partners
Thomas P. Reynolds Ltd.
Thompson, Davis & Co.
Thomson Institutional Svcs
Thornwater Company, L.P.
Ticonderoga Securities, LLC
Tocqueville Securities L.P.
Torrey Pines Securities
Torrey Pines Securities Inc
Toussaint Capital Partners LLC
TradePortal Securities Inc.
Tradestar Investments, Inc.
TradeStation Securities, Inc.
Tradition Asiel Securities, Inc. (TRAS)
Transamerica Financial Advisors, Inc.
Trident Securities, A Division of McDonald Investments Inc.
Tucker Anthony Inc.
Tudor, Pickering & Co. Securities, Inc.
Tullett Prebon Financial Services, LLC.
U.S. Securities Int'l. Corp.
UBS SECURITIES LLC [UBSW]
UMTB Securities Inc.
UNX, Inc.
Urchin Capital Partners, LLC
US Bancorp Investments
US Fiduciary, Inc
UST Securities
UST Securities Corporation
Utendahl Capital Partners, L.P.
Valores Finamex International, Inc.
Value Line Securities, Inc.
Vandham Securities Corp.
Variant Research Corp.
vFinance Investments Inc.
vFinance Investments, Inc.
VSR Financial Services, Inc.
W.R.Hambrecht & Co.
Wachovia Capital Markets
Wachovia Securities, Inc. (WACM)
Wall Street Securities S.A.
Walnut Street Securities Inc.
Walter J. Dowd
Walter J. Dowd - WJDO
Warfield Associates Inc.
Warfield Associates Inc.
Wave Securities, LLC
Wayne Hummer Investments
Weatherly Securities Corp.
Weiss, Peck & Greer, LLC
Wellington Shields & Co., LLC.
Wells Fargo Brokerage Services LLC.
Wells Fargo Investment Services, LLC
WELLS FARGO INVESTMENTS, LLC
Wells Fargo Securites, LLC
Wells Fargo Securities, LLC
Western International Sec.
Western International Securities
Western Securities Clearing Corp
Westfield Bakerink Brozak, LLC
Westfield Bakerink Brozak, LLC
Westminster Research
Westrock Advisors, Inc.
WFG Investments, Inc.
Whiteweld Trading, LLC
Wien Securities Corp.
William R. Hough & Co.
Williams Financial
Wilshire Associates Incorporated
Wilson-Davis & Company
Winchester Group, Inc.
Windsor Capital Advisors
Witenberg Investment Companies, Inc.
WJB Capital Group, Inc. (WJBI)
WJB Capital Group, Inc. (WJBX)
World Financial Services
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StockCross Financial Services, Inc.
October-December 2009
